Services › Mifid, FSA, SEC, Basel2

Mifid, FSA, SEC, Basel2
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If you operate in banking or finance, you already know the burden that regulation imposed to protect clients, investors or the public can add to operational risk activities. This load is growing all the time from sources such as MiFID data security, Basel2, the Financial Services Authority and the Securities and Exchange Commission. Changes to standards and new precedents are often hard to keep on top of, and reporting requirements and audits can drain departmental of budget and time.


Orthus financial data compliance services help you quickly and cost effectively plan and implement measures to achieve compliance, and reduce the impact on ongoing compliance and reporting.


Orthus Financial Data Compliance Services include:

  • Gap Analysis
  • Project Planning
  • Project and Programme Management
  • Monitoring and Auditing
  • Regulator Liaison